Revised Laws of Saint Lucia (2023)

12.   Register of supervised entities

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    (1)   The Authority shall maintain a register known as the Register of Supervised Entities.

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    (2)   The Register contains the following information in respect of a supervised entity —

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      (a)     in the case of a supervised entity that is a body corporate —

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        (i)     the name,

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        (ii)     the country of incorporation,

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        (iii)     the date of incorporation, and

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        (iv)     the principal business address;

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      (b)     in the case of a supervised entity that is not a body corporate —

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        (i)     the name, and

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        (ii)     the address;

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      (c)     the telephone number and email address;

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      (d)     the date of registration;

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      (e)     the date of deregistration, if applicable;

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      (f)     the nature of the business;

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      (g)     any other information the Authority considers appropriate.

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    (3)   The Register and the information contained in a document submitted to the Authority may be kept in the manner the Authority considers appropriate, including wholly or partly, by means of a device or facility that —

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      (a)     records or stores information magnetically, electronically or by other means; and

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      (b)     permits the information recorded or stored to be inspected and reproduced in a legible and usable form.