Schedule
(Sections 2, 3 and 5)
EASTERN CARIBBEAN SECURITIES REGULATORY COMMISSION AGREEMENT
ARRANGEMENT OF ARTICLES
PRELIMINARY
PART I
ESTABLISHMENT, PURPOSES, POWERS AND DUTIES OF THE COMMISSION
| 3. | Establishment of the Commission |
| 4. | Purposes of the Commission |
| 5. | Powers of the Commission |
| 6. | Duties of the Commission |
| 7. | Place of office and establishment of agencies |
| 8. | Address and service of documents |
| 9. | Protection of persons dealing with the Commission and its agents |
| 10. | Custody and use of Common Seal |
| 11. | Official Seal |
PART II
MEMBERS OF THE COMMISSION
| 12. | Composition of Commission |
| 13. | Chairperson, Deputy Chairperson and Chief Executive Officer |
| 14. | Appointment of Commissioners to be notified in the Gazette |
| 15. | Terms of office of Chairperson, Deputy Chairperson and other Commissioners |
| 16. | Disqualifications for appointment |
| 17. | Vacation of and removal from office of Commissioners |
| 18. | Meetings of Commission |
| 19. | Administration |
| 20. | Committees |
| 21. | Delegation |
| 22. | Disclosure of interest |
| 23. | Staff |
| 24. | Confidentiality |
PART III
FINANCIAL MATTERS
| 25. | Funding |
| 26. | Reserve Fund |
| 27. | Financial Year and Estimates |
| 28. | Accounts |
| 29. | Auditors and audit |
| 30. | Annual Report |
PART IV
MISCELLANEOUS
| 31. | Consultation and co-operation |
| 32. | Procedural By-Laws |
| 33. | Amendments |
| 34. | Disputes |
| 35. | Legal Personality, immunities and privileges |
| 36. | Accession |
| 37. | Signatories |
| 38. | Ratification |
| 39. | Entry into force |